What Does Regulation 23 Require?
Regulation 23(1) opens with "A contractor must ensure that all construction vehicles and mobile plant" and then lists requirements. In summary, the contractor must ensure that machines are:
- of acceptable design and construction, maintained in good working order and used only for the purpose they were designed for;
- operated only by workers who are trained and competent, authorised in writing by the contractor, and who hold a medical certificate of fitness issued by an occupational health practitioner in the form of Annexure 3 to the regulations;
- fitted with safe access and egress, and with operator protection where there is a risk of overturning;
- fitted with an audible warning device and, where needed, an automatic reversing alarm;
- inspected by the operator at the start of each shift, with the results recorded in a register kept for that purpose.
Regulation 23(2) adds site duties: no one may ride on parts of a machine not designed for passengers, the site must be organised so pedestrians and vehicles can move safely, traffic routes must be suitable and signposted, unattended plant near roads or work areas must be lit or barricaded at night, parked plant must be made safe (buckets lowered, controls neutral, brakes set, ignition secured), and vehicles that use public roads must comply with the NRTA.
The regulation does not set a site speed limit or prescribe proximity detection; those come from your risk assessment and the principal contractor's site rules. Read the current text (GN R84 of 7 February 2014) rather than relying on a summary.
Take Action
Pull the file for one machine and check it against regulation 23: written operator authorisation, Annexure 3 medical certificate in date, reversing alarm working, and a daily inspection register with no gaps for the last month. Whatever is missing for one machine is usually missing for the fleet.
Who Carries the Legal Duties on a Construction Site?
The Construction Regulations divide duties between the client, the designer, the principal contractor and each contractor. For fleets, the practical chain is:
- Client: sets the health and safety specification and checks the principal contractor's plan.
- Principal contractor: controls the whole site, including how its subcontractors' vehicles and plant are managed, and may refuse access to machines that do not comply.
- Contractor (including plant hire and haulage subcontractors): carries the regulation 23 duties for its own machines and operators.
Regulation 8 deals with management and supervision. Under regulation 8(5), a contractor must appoint a construction health and safety officer in writing where the size of the project, the degree of danger or the accumulation of hazards on site make one necessary, and regulation 8(6) requires that person to be competent and registered with the South African Council for the Project and Construction Management Professions (SACPCMP).
There is no legal requirement for a "fleet safety officer". The title appears in job adverts, but neither the OHS Act nor the Construction Regulations create it. The figure of 50 workers that sometimes gets attached to a safety officer comes from a different provision: section 17 of the OHS Act, which deals with health and safety representatives, not safety officers.
How Do Section 16(2) Appointments and Section 37 Work?
"16.2 appointment" is industry shorthand for section 16(2) of the OHS Act. Section 16(1) makes the chief executive officer responsible for ensuring, as far as reasonably practicable, that the employer's duties under the Act are properly discharged. Section 16(2) lets the CEO assign any of those duties to a person under his or her control, "without derogating from" the CEO's own responsibility. Section 16(3) adds that this does not relieve the employer of its liability either.
In other words, a 16(2) appointment spreads accountability; it does not move liability off the CEO or the company. The letter still matters, because it shows duties went to someone with the authority and competence to carry them out. Appointing a clerk who cannot stop a machine is evidence of a gap, not a defence.
Section 37 matters even more for fleets that use subcontractors or hired plant:
- Under section 37(1), when an employee does something that would be an offence for the employer, the employer is presumed to have done it unless it proves the act was without its permission, outside the employee's authority, and that it took all reasonable steps to prevent it. Issuing an instruction forbidding the act is not, by itself, proof of reasonable steps.
- Under section 37(2), the same presumption applies to the acts of a mandatary (such as a subcontractor), unless the parties have agreed in writing on arrangements and procedures to ensure the mandatary complies with the Act. This is the "37(2) agreement" that principal contractors ask plant hire and haulage subcontractors to sign.
Penalties are set in section 38. As published, section 38(1) provides for a fine of up to R50,000, imprisonment of up to one year, or both, for the listed contraventions. Section 38(2) covers an employer or user whose act or omission injures someone in circumstances that would have been culpable homicide had the person died, with a fine of up to R100,000, imprisonment of up to two years, or both. Individuals can be convicted alongside the employer.
Take Action
List every subcontractor and hired machine on your sites and check that each has a signed section 37(2) agreement and that your file can prove the "reasonable steps" you took: induction records, document checks and inspection records.